Ownership and control
Changes in corporate structure, beneficial owners or controllers may require updated records and further checks.
COMPLIANCE LIBRARY
Ongoing Monitoring
A relationship evolves. The review continues.
How ownership changes, business activity and transaction behaviour inform ongoing review of FIDERE client relationships.
CONTINUING RESPONSIBILITY
Keeping the client context current.
Service availability remains subject to compliance review and ongoing risk monitoring. Periodic screening and event-driven updates help keep the relationship under review as circumstances change.
WHAT MAY TRIGGER A REVIEW
Business and geography
A change in business activities or geographical exposure may affect the understanding and risk profile of the relationship.
Transaction behaviour
Unusual patterns or a mismatch between the stated activity and observed transactions may prompt additional review.
Accurate updates. Appropriate records.
Clients are responsible for promptly providing accurate updates when material changes occur in their corporate structure, controllers or business operations. Further information or documents may be requested to support a profile refresh.
Onboarding and transaction records are retained for the period required by applicable law and regulation. FIDERE cooperates with competent authorities where legally required.
POLICY REFERENCE
This topic explains part of FIDERE’s published Compliance & KYC policy, effective 1 April 2026. The full policy contains the operative wording.
Read the complete policy